| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2014-03-27 | 2015-09-28 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自動化交易服務 | 2014-03-27 | 2015-09-28 |
| Rep | 期貨合約交易 | 2014-03-27 | 2015-09-28 | |
| Rep | 證券交易 | 2014-03-27 | 2015-09-28 | |
| SG SECURITIES (HK) LIMITED | Rep | 期貨合約交易 | 2013-10-09 | 2014-03-15 |
| Rep | 證券交易 | 2013-10-09 | 2014-03-15 |