| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Central China International Futures Company Limited | Rep | 就期貨合約提供意見 | 2017-10-18 | 2018-09-28 |
| Central China International Securities Co., Limited | Rep | 證券交易 | 2017-05-02 | 2019-02-20 |
| Rep | 就證券提供意見 | 2016-08-10 | 2019-02-20 | |
| Rep | 證券交易 | 2015-10-07 | 2016-08-10 | |
| BASIC ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2014-06-06 | 2015-09-05 |
| EMPEROR FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2013-10-15 | 2014-04-16 |
| Rep | 期貨合約交易 | 2013-10-15 | 2014-04-16 | |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就證券提供意見 | 2013-10-15 | 2014-04-16 |
| Rep | 證券交易 | 2013-10-15 | 2014-04-16 |