| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就期貨合約提供意見 | 2018-10-05 | - |
| Rep | 就證券提供意見 | 2018-10-05 | - | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 就期貨合約提供意見 | 2017-05-23 | 2018-05-29 |
| Morgan Stanley Asia Limited | Rep | 就期貨合約提供意見 | 2013-10-15 | 2016-01-07 |
| Rep | 就證券提供意見 | 2013-10-15 | 2016-01-07 | |
| Rep | 證券交易 | 2013-10-15 | 2016-01-07 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自動化交易服務 | 2013-10-15 | 2016-01-07 |
| Rep | 期貨合約交易 | 2013-10-15 | 2016-01-07 | |
| Rep | 證券交易 | 2013-10-15 | 2016-01-07 |