| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2025-06-17 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2022-07-28 | 2022-09-14 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2020-11-05 | 2022-09-14 |
| Rep | 證券交易 | 2020-11-05 | 2022-09-14 | |
| AngelHub Limited | Rep | 就證券提供意見 | 2019-09-20 | 2020-09-30 |
| Rep | 證券交易 | 2019-09-20 | 2020-09-30 | |
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2014-11-13 | 2019-07-04 |
| Rep | 期貨合約交易 | 2013-10-18 | 2019-07-04 | |
| Rep | 證券交易 | 2013-10-18 | 2019-07-04 |