Tam, Ka Ho (SFC:BCC092) 譚家豪
證監會中央編號:BCC092
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LUMEN INNOVATION ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2025-08-27 | 2026-02-02 |
| Rep | 提供資產管理 | 2025-08-27 | 2026-02-02 | |
| SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2021-04-09 | 2025-03-31 |
| SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | 證券交易 | 2021-03-15 | 2025-03-31 |
| CASH Wealth Management Limited | Rep | 就證券提供意見 | 2020-12-21 | 2021-02-10 |
| Rep | 提供資產管理 | 2020-12-21 | 2021-02-10 | |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2020-11-10 | 2021-02-10 |
| CELESTIAL SECURITIES LIMITED | RO | 證券交易 | 2020-11-10 | 2021-02-10 |
| Rep | 證券交易 | 2020-09-11 | 2020-11-10 | |
| HONG KONG QUANTONG ASSET TRADING CO., LIMITED | RO | 證券交易 | 2019-07-10 | 2020-07-16 |
| Runlin Asset Management Limited | Rep | 提供資產管理 | 2018-07-13 | 2019-04-30 |
| Rich Bay Securities Limited | RO | 證券交易 | 2017-08-03 | 2017-12-28 |
| CASH Wealth Management Limited | Rep | 提供資產管理 | 2015-04-14 | 2016-05-11 |
| RO | 就證券提供意見 | 2015-01-15 | 2016-05-11 | |
| RO | 證券交易 | 2015-01-15 | 2016-05-11 | |
| CASH ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2013-11-22 | 2015-04-17 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2013-11-22 | 2016-05-11 |
| CASH Wealth Management Limited | Rep | 就證券提供意見 | 2013-10-18 | 2015-01-15 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2013-10-18 | 2016-05-11 |