| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ZHONGRONG PT SECURITIES LIMITED | Rep | 就證券提供意見 | 2020-09-24 | 2023-03-08 |
| Rep | 證券交易 | 2020-09-24 | 2023-03-08 | |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 就證券提供意見 | 2015-06-16 | 2015-07-01 |
| Rep | 就機構融資提供意見 | 2014-04-01 | 2015-07-01 | |
| Rep | 證券交易 | 2014-04-01 | 2015-07-01 | |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2014-01-09 | 2014-02-15 |
| ICBC INTERNATIONAL RESEARCH LIMITED | Rep | 就證券提供意見 | 2013-10-21 | 2014-02-15 |