| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | 證券交易 | 2026-08-19 | - |
| Rep | 證券交易 | 2026-03-27 | 2026-08-19 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2018-01-17 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2018-01-17 | - |
| SG SECURITIES (HK) LIMITED | Rep | 提供自動化交易服務 | 2013-10-21 | 2017-06-30 |
| Rep | 期貨合約交易 | 2013-10-21 | 2017-06-30 | |
| Rep | 證券交易 | 2013-10-21 | 2017-06-30 |