| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Global Prosperity Financial Company Limited | Rep | 就證券提供意見 | 2026-08-17 | - |
| Rep | 證券交易 | 2026-08-17 | - | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2020-09-01 | 2023-08-04 |
| Rep | 證券交易 | 2020-08-06 | 2023-08-04 | |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2019-10-11 | 2020-07-11 |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2013-10-24 | 2017-04-13 |
已採集記錄中暫無金管局登記。