| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | 就證券提供意見 | 2023-04-28 | - |
| RO | 證券交易 | 2023-04-28 | - | |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2022-11-22 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2022-11-22 | 2023-04-28 |
| Rep | 證券交易 | 2022-11-22 | 2023-04-28 | |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | 就期貨合約提供意見 | 2022-02-22 | 2022-11-09 |
| Rep | 提供資產管理 | 2022-02-22 | 2022-11-09 | |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 提供資產管理 | 2022-02-22 | 2022-11-09 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | 就證券提供意見 | 2022-01-31 | 2022-11-09 |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 就證券提供意見 | 2022-01-31 | 2022-11-09 |
| Rep | 證券交易 | 2022-01-31 | 2022-11-09 | |
| Pictet Asset Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2020-04-16 | 2021-12-17 |
| Rep | 證券交易 | 2020-04-06 | 2021-12-17 | |
| Goldman Sachs Asset Management (Hong Kong) Limited | Rep | 證券交易 | 2018-05-10 | 2020-03-19 |
| WELLINGTON MANAGEMENT HONG KONG LIMITED | Rep | 就證券提供意見 | 2016-10-20 | 2018-04-19 |
| Rep | 證券交易 | 2016-09-29 | 2018-04-19 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2013-10-25 | 2016-08-20 |
已採集記錄中暫無金管局登記。