| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ABAX GLOBAL CAPITAL (HONG KONG) LIMITED | RO | 就證券提供意見 | 2026-06-11 | - |
| RO | 提供資產管理 | 2007-05-04 | - | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2005-05-19 | 2007-03-01 |
| Rep | 就證券提供意見 | 2005-05-19 | 2007-03-01 | |
| Rep | 證券交易 | 2005-05-19 | 2007-03-01 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 提供資產管理 | 2003-04-01 | 2005-01-25 |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2005-03-23 | |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2007-03-01 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2007-03-01 | |
| Rep | 證券交易 | 2003-04-01 | 2007-03-01 |