| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CG Asset Management Limited | RO | 證券交易 | 2024-06-14 | - |
| RO | 就證券提供意見 | 2023-04-12 | - | |
| RO | 提供資產管理 | 2023-04-12 | - | |
| Prior Asset Management Limited | Rep | 就證券提供意見 | 2019-11-01 | 2022-03-07 |
| Rep | 提供資產管理 | 2019-11-01 | 2022-03-07 | |
| Prior Securities Limited | RO | 證券交易 | 2018-09-12 | 2022-03-07 |
| Rep | 證券交易 | 2017-06-09 | 2018-09-12 | |
| Fortune Asset Management Limited (HK) | Rep | 就證券提供意見 | 2016-04-07 | 2017-05-25 |
| FORTUNE (HK) SECURITIES LIMITED | Rep | 證券交易 | 2013-11-04 | 2017-06-01 |
| Fortune Asset Management Limited (HK) | Rep | 提供資產管理 | 2013-11-04 | 2017-05-25 |