| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | Rep | 證券交易 | 2024-05-27 | - |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2021-08-25 | 2024-02-26 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2021-08-25 | 2024-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2018-08-06 | 2020-08-17 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2018-08-06 | 2020-08-17 |
已採集記錄中暫無金管局登記。