| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GROW Asset Management (HK) Limited | Rep | 就證券提供意見 | 2024-04-02 | 2024-11-30 |
| Rep | 提供資產管理 | 2024-04-02 | 2024-11-30 | |
| Mason Securities Limited | Rep | 證券交易 | 2017-11-24 | 2019-02-10 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2017-11-24 | 2019-02-10 |
| iBest Investment Services Limited | Rep | 槓桿式外匯交易 | 2017-06-08 | 2017-11-08 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2014-02-04 | 2017-11-08 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2013-11-05 | 2017-11-08 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2013-11-05 | 2017-11-08 |