| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2026-02-26 | - |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2017-10-27 | 2026-01-09 |
| Rep | 證券交易 | 2017-10-27 | 2026-01-09 | |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2015-03-16 | 2017-10-13 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2013-11-08 | 2017-10-13 |