| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2022-09-30 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2022-09-30 | - |
| Rep | 證券交易 | 2022-09-30 | - | |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2013-11-08 | 2014-05-31 |
| Rep | 就證券提供意見 | 2013-11-08 | 2014-05-31 | |
| Rep | 證券交易 | 2013-11-08 | 2014-05-31 |