| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 就期貨合約提供意見 | 2022-11-22 | 2024-08-19 |
| Rep | 就證券提供意見 | 2022-11-22 | 2024-09-30 | |
| Rep | 期貨合約交易 | 2022-11-22 | 2024-09-30 | |
| Rep | 證券交易 | 2022-11-22 | 2024-09-30 | |
| Rep | 就證券提供意見 | 2015-09-24 | 2017-04-14 | |
| Rep | 期貨合約交易 | 2015-09-24 | 2017-04-14 | |
| Rep | 證券交易 | 2015-09-24 | 2017-04-14 | |
| Morgan Stanley Asia Limited | Rep | 就期貨合約提供意見 | 2015-04-20 | 2015-07-07 |
| Rep | 就證券提供意見 | 2015-04-20 | 2015-07-07 | |
| Rep | 證券交易 | 2013-11-14 | 2015-07-07 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2013-11-14 | 2015-07-07 |