| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TOV Capital Limited | RO | 就證券提供意見 | 2024-04-26 | - |
| RO | 提供資產管理 | 2024-04-26 | - | |
| CIS SECURITIES ASSET MANAGEMENT LIMITED | RO | 期貨合約交易 | 2023-04-18 | 2024-04-16 |
| RO | 證券交易 | 2023-04-18 | 2024-04-16 | |
| Rep | 提供資產管理 | 2021-09-20 | 2024-04-16 | |
| Rep | 期貨合約交易 | 2020-11-12 | 2023-04-18 | |
| Rep | 證券交易 | 2020-11-12 | 2023-04-18 | |
| DA INTERNATIONAL FINANCIAL SERVICE LIMITED | Rep | 期貨合約交易 | 2019-11-21 | 2020-10-16 |
| Rep | 證券交易 | 2019-11-08 | 2020-10-16 | |
| FUZE SECURITIES (INTERNATIONAL) LIMITED | Rep | 證券交易 | 2019-09-03 | 2019-10-11 |
| HUAJIN FUTURES (INTERNATIONAL) LIMITED | Rep | 期貨合約交易 | 2017-06-22 | 2019-08-17 |
| HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | 證券交易 | 2017-06-22 | 2019-08-17 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2016-06-22 | 2017-06-04 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 證券交易 | 2016-06-22 | 2017-06-04 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2014-06-18 | 2015-09-21 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2014-06-18 | 2015-09-21 |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2013-11-18 | 2014-04-11 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2013-11-18 | 2014-04-11 |
已採集記錄中暫無金管局登記。