| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Springs Capital (Hong Kong) Limited | Rep | 證券交易 | 2022-04-12 | 2024-09-13 |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2018-08-20 | 2021-11-04 |
| Rep | 證券交易 | 2018-08-20 | 2021-11-04 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2013-11-25 | 2018-05-02 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2013-11-25 | 2018-05-02 |
| Rep | 證券交易 | 2013-11-25 | 2018-05-02 |