| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2025-03-10 | 2025-03-12 |
| Rep | 證券交易 | 2025-03-10 | 2025-03-12 | |
| Rep | 期貨合約交易 | 2023-11-24 | 2023-11-29 | |
| Rep | 證券交易 | 2023-11-24 | 2023-11-29 | |
| Rep | 期貨合約交易 | 2017-06-01 | 2017-06-07 | |
| Rep | 證券交易 | 2017-06-01 | 2017-06-07 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2017-02-27 | 2017-03-30 |
| Rep | 證券交易 | 2017-02-27 | 2017-03-30 | |
| Rep | 期貨合約交易 | 2016-01-27 | 2016-01-29 | |
| Rep | 證券交易 | 2016-01-27 | 2016-01-29 | |
| Rep | 期貨合約交易 | 2015-11-27 | 2015-12-04 | |
| Rep | 證券交易 | 2015-11-27 | 2015-12-04 | |
| Rep | 期貨合約交易 | 2013-11-27 | 2013-11-29 | |
| Rep | 證券交易 | 2013-11-27 | 2013-11-29 |