| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | Rep | 期貨合約交易 | 2022-05-10 | - |
| Rep | 證券交易 | 2022-05-10 | - | |
| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | 提供自動化交易服務 | 2019-12-10 | 2022-02-07 |
| Rep | 期貨合約交易 | 2019-12-10 | 2022-02-07 | |
| Rep | 證券交易 | 2019-12-10 | 2022-02-07 | |
| Sunrise Brokers (Hong Kong) Limited | Rep | 期貨合約交易 | 2015-09-21 | 2018-09-28 |
| Rep | 證券交易 | 2015-09-21 | 2018-09-28 | |
| GFI (HK) SECURITIES L.L.C. | Rep | 提供自動化交易服務 | 2013-11-29 | 2015-08-07 |
| Rep | 證券交易 | 2013-11-29 | 2015-08-07 |