| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED | RO | 提供資產管理 | 2019-09-02 | 2022-01-19 |
| RO | 證券交易 | 2019-09-02 | 2022-10-19 | |
| Rep | 提供資產管理 | 2019-02-22 | 2019-09-02 | |
| BlueCrest Capital Management (Hong Kong) Limited | Rep | 提供資產管理 | 2015-07-03 | 2017-01-19 |
| Rep | 期貨合約交易 | 2015-07-03 | 2017-01-19 | |
| Rep | 證券交易 | 2015-07-03 | 2017-01-19 | |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | 期貨合約交易 | 2014-06-05 | 2015-03-28 |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2013-12-02 | 2015-03-28 |
| Rep | 證券交易 | 2013-12-02 | 2015-03-28 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2013-12-02 | 2015-03-28 |