| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CA Premium International (HK) Limited | Rep | 槓桿式外匯交易 | 2017-07-04 | 2019-07-12 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 槓桿式外匯交易 | 2016-06-02 | 2016-10-31 |
| Rep | 期貨合約交易 | 2016-06-02 | 2017-06-19 | |
| Rep | 證券交易 | 2016-06-02 | 2017-06-19 | |
| CA Premium International (HK) Limited | Rep | 槓桿式外匯交易 | 2014-02-19 | 2016-05-21 |
| KVB Kunlun Securities (HK) Limited | Rep | 證券交易 | 2013-12-16 | 2016-05-21 |