| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2024-08-16 | - |
| CITIC Securities Brokerage (HK) Limited | Rep | 就證券提供意見 | 2023-06-08 | - |
| Rep | 證券交易 | 2023-06-08 | - | |
| Summer Capital Management Company Limited | Rep | 證券交易 | 2020-07-06 | 2023-04-14 |
| Rep | 就證券提供意見 | 2018-08-10 | 2023-04-14 | |
| Rep | 提供資產管理 | 2018-08-10 | 2023-04-14 |