| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BDA PARTNERS (HK) LIMITED | Rep | 就證券提供意見 | 2023-05-08 | 2025-01-24 |
| Rep | 證券交易 | 2023-05-08 | 2025-01-24 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就機構融資提供意見 | 2021-10-12 | 2022-02-11 |
| Rep | 證券交易 | 2021-09-08 | 2022-02-11 | |
| SILVER NILE GLOBAL INVESTMENTS LIMITED | Rep | 證券交易 | 2019-08-06 | 2021-07-02 |
| CITIC Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2018-07-09 | 2018-12-12 |
| Rep | 就證券提供意見 | 2018-07-09 | 2018-12-12 | |
| CLSA LIMITED | Rep | 就證券提供意見 | 2018-07-09 | 2018-12-12 |
| Rep | 證券交易 | 2018-07-09 | 2018-12-12 | |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2013-12-17 | 2018-04-20 |