| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LAZARD ASIA (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2015-09-16 | 2018-04-27 |
| Rep | 就證券提供意見 | 2015-09-16 | 2018-04-27 | |
| Rep | 證券交易 | 2015-09-16 | 2018-04-27 | |
| Wells Fargo Securities Asia Limited | Rep | 就機構融資提供意見 | 2015-01-20 | 2015-07-03 |
| Rep | 就證券提供意見 | 2015-01-20 | 2015-07-03 | |
| Rep | 證券交易 | 2015-01-20 | 2015-07-03 | |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2013-12-17 | 2014-09-03 |