| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就期貨合約提供意見 | 2016-09-02 | 2016-11-29 |
| Rep | 就證券提供意見 | 2016-09-02 | 2016-11-29 | |
| Rep | 期貨合約交易 | 2016-09-02 | 2016-11-29 | |
| Rep | 證券交易 | 2016-09-02 | 2016-11-29 | |
| HGNH International Forex Co., Limited | Rep | 槓桿式外匯交易 | 2014-12-17 | 2016-08-25 |
| HGNH International Securities Co., Limited | Rep | 證券交易 | 2014-08-01 | 2016-08-25 |
| HGNH International Futures Co., Limited | Rep | 期貨合約交易 | 2013-12-18 | 2016-08-25 |