| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2017-11-24 | 2022-12-23 |
| Rep | 就證券提供意見 | 2017-11-24 | 2022-12-23 | |
| Rep | 證券交易 | 2017-11-24 | 2022-12-23 | |
| CMB International Capital Limited | Rep | 證券交易 | 2015-12-10 | 2017-09-28 |
| Rep | 就機構融資提供意見 | 2015-11-13 | 2017-09-28 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 就機構融資提供意見 | 2013-12-23 | 2015-06-13 |