| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMBC SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2019-10-18 | - |
| CMBC International Securities Limited | Rep | 就證券提供意見 | 2018-12-03 | 2023-11-28 |
| Rep | 證券交易 | 2018-12-03 | 2023-11-28 | |
| CMBC SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2017-10-11 | - |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2013-12-24 | 2017-07-14 |