| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2015-04-08 | 2026-01-14 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 槓桿式外匯交易 | 2014-05-07 | 2026-01-14 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2014-05-07 | 2026-01-14 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2013-12-27 | 2026-01-14 |