| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2018-07-27 | - |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2018-07-27 | - |
| TIAN YUAN FINANCE (INDEX TRADING) LIMITED | Rep | 期貨合約交易 | 2016-11-25 | 2018-07-24 |
| TIAN YUAN FINANCE LIMITED | Rep | 證券交易 | 2016-05-24 | 2018-07-24 |
| NINE RIVERS CAPITAL PARTNERS LIMITED | Rep | 證券交易 | 2015-10-16 | 2016-05-17 |
| Golden Hen Securities and Futures Limited | Rep | 期貨合約交易 | 2013-12-27 | 2015-10-01 |
| Rep | 證券交易 | 2013-12-27 | 2015-10-01 |
已採集記錄中暫無金管局登記。