| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 就機構融資提供意見 | 2026-03-23 | - |
| Rep | 證券交易 | 2026-03-23 | - | |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2026-03-23 | - |
| Rep | 證券交易 | 2026-03-23 | - | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就機構融資提供意見 | 2018-05-31 | 2023-12-21 |
| Rep | 證券交易 | 2018-05-31 | 2023-12-21 | |
| Shang International Finance Limited | Rep | 就機構融資提供意見 | 2014-05-19 | 2016-06-24 |
| Rep | 就證券提供意見 | 2014-05-19 | 2016-06-24 | |
| Rep | 證券交易 | 2014-05-19 | 2016-06-24 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2013-12-31 | 2014-05-12 |