| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | RO | 就證券提供意見 | 2023-04-04 | - |
| RO | 證券交易 | 2023-04-04 | - | |
| Rep | 證券交易 | 2023-02-03 | 2023-04-04 | |
| Rep | 就證券提供意見 | 2023-01-30 | 2023-04-04 | |
| CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | 就證券提供意見 | 2020-08-28 | 2022-11-30 |
| Rep | 提供資產管理 | 2020-08-28 | 2022-11-30 | |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就證券提供意見 | 2019-08-23 | 2020-08-14 |
| Rep | 提供資產管理 | 2017-05-26 | 2020-08-14 | |
| Rep | 期貨合約交易 | 2014-01-02 | 2017-05-26 | |
| Rep | 證券交易 | 2014-01-02 | 2020-08-14 |