| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 提供資產管理 | 2014-06-05 | 2016-09-05 |
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2014-06-05 | 2016-09-05 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2014-06-05 | 2016-09-05 |
| CSC FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2014-01-06 | 2014-05-27 |
| CSC SECURITIES (HK) LIMITED | Rep | 證券交易 | 2014-01-06 | 2014-05-27 |