| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2019-10-02 | 2021-01-18 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2019-09-30 | 2021-01-18 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 證券交易 | 2019-01-24 | 2019-08-30 |
| Rep | 證券交易 | 2018-11-05 | 2019-01-24 | |
| BFAM Partners (Hong Kong) Limited | Rep | 提供資產管理 | 2016-08-01 | 2018-09-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2014-01-06 | 2016-06-28 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2014-01-06 | 2016-06-28 |