| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TFI Securities and Futures Limited | Rep | 證券交易 | 2026-07-27 | - |
| Long Bridge HK Limited | Rep | 就證券提供意見 | 2024-11-12 | 2025-09-30 |
| Rep | 證券交易 | 2024-11-12 | 2025-09-30 | |
| VALUABLE CAPITAL LIMITED | Rep | 就證券提供意見 | 2023-06-02 | 2023-12-28 |
| Rep | 證券交易 | 2023-06-02 | 2023-12-28 | |
| Hao Tian Asset Management Limited | Rep | 提供資產管理 | 2017-10-06 | 2018-06-09 |
| Hao Tian International Futures Limited | Rep | 期貨合約交易 | 2017-08-30 | 2018-06-09 |
| Hao Tian International Securities Limited | Rep | 證券交易 | 2017-04-26 | 2018-06-09 |
| Central China International Securities Co., Limited | Rep | 證券交易 | 2017-03-06 | 2017-04-10 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 證券交易 | 2014-12-04 | 2016-08-31 |
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2014-01-09 | 2014-11-21 |
已採集記錄中暫無金管局登記。