| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2025-02-25 | - |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2025-02-25 | - |
| Rep | 證券交易 | 2025-02-25 | - | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2022-11-23 | 2024-11-29 |
| Rep | 證券交易 | 2022-11-23 | 2024-11-29 | |
| Morgan Stanley Asia Limited | Rep | 就期貨合約提供意見 | 2020-07-20 | 2022-08-26 |
| Rep | 就證券提供意見 | 2020-07-20 | 2022-08-26 | |
| Rep | 證券交易 | 2014-01-13 | 2022-08-26 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自動化交易服務 | 2014-01-13 | 2022-08-26 |
| Rep | 期貨合約交易 | 2014-01-13 | 2022-08-26 | |
| Rep | 證券交易 | 2014-01-13 | 2022-08-26 |