| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2021-12-14 | - |
| Rep | 提供資產管理 | 2021-12-14 | 2022-03-15 | |
| Rep | 就證券提供意見 | 2021-11-19 | - | |
| Rep | 證券交易 | 2021-11-19 | - | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2020-05-04 | 2021-10-21 |
| Rep | 證券交易 | 2020-05-04 | 2021-10-21 | |
| China Securities (International) Brokerage Company Limited | Rep | 就證券提供意見 | 2019-11-29 | 2020-01-17 |
| Rep | 證券交易 | 2019-11-05 | 2020-01-17 | |
| China Securities (International) Corporate Finance Company Limited | Rep | 就機構融資提供意見 | 2018-08-13 | 2019-09-25 |
| Rep | 證券交易 | 2018-08-13 | 2019-09-25 |
已採集記錄中暫無金管局登記。