| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ORIENTAL PATRON SECURITIES LIMITED | RO | 就證券提供意見 | 2026-04-14 | - |
| RO | 證券交易 | 2026-04-14 | - | |
| GF Asset Management (Hong Kong) Limited | Rep | 提供資產管理 | 2025-07-15 | 2025-08-31 |
| GF Securities (Hong Kong) Brokerage Limited | RO | 就證券提供意見 | 2022-04-14 | 2025-08-31 |
| RO | 證券交易 | 2022-04-14 | 2025-08-31 | |
| Rep | 就證券提供意見 | 2021-10-29 | 2022-04-14 | |
| Rep | 證券交易 | 2021-10-29 | 2022-04-14 | |
| SDHG International Asset Management Limited | RO | 就證券提供意見 | 2020-12-04 | 2021-09-19 |
| SDHG International Securities Limited | RO | 證券交易 | 2020-10-12 | 2021-09-19 |
| SDHG International Asset Management Limited | Rep | 就機構融資提供意見 | 2020-10-06 | 2021-09-19 |
| Rep | 提供資產管理 | 2020-10-06 | 2021-09-19 | |
| Rep | 就證券提供意見 | 2020-09-15 | 2020-12-04 | |
| SDHG International Securities Limited | Rep | 證券交易 | 2020-09-15 | 2020-10-12 |
| FOUNDER FUTURES (HONG KONG) LIMITED | RO | 期貨合約交易 | 2020-05-07 | 2020-06-22 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | RO | 證券交易 | 2020-05-07 | 2020-06-22 |
| FOUNDER FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2020-04-06 | 2020-05-07 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2020-04-06 | 2020-05-07 |
| Rep | 就證券提供意見 | 2020-04-06 | 2020-06-22 | |
| YUE XIU FUTURES COMPANY LIMITED | RO | 期貨合約交易 | 2018-10-23 | 2020-03-13 |
| YUE XIU SECURITIES COMPANY LIMITED | RO | 證券交易 | 2018-07-13 | 2020-03-13 |
| Rep | 就證券提供意見 | 2017-08-22 | 2020-03-13 | |
| Rep | 證券交易 | 2017-07-11 | 2018-07-13 | |
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2014-01-20 | 2017-03-06 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2014-01-20 | 2017-03-06 |
已採集記錄中暫無金管局登記。