| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| 313 CAPITAL MANAGEMENT LIMITED 313 | RO | 就證券提供意見 | 2026-01-22 | - |
| RO | 提供資產管理 | 2026-01-22 | - | |
| RO | 就期貨合約提供意見 | 2025-06-25 | - | |
| RO | 期貨合約交易 | 2025-06-25 | - | |
| Rep | 就證券提供意見 | 2024-11-26 | 2026-01-22 | |
| Rep | 提供資產管理 | 2024-11-26 | 2026-01-22 | |
| DA YUE Financial Group Limited | RO | 就期貨合約提供意見 | 2021-04-09 | 2024-03-04 |
| RO | 期貨合約交易 | 2021-04-09 | 2024-03-04 | |
| GUODU FUTURES (HONG KONG) LIMITED | RO | 就期貨合約提供意見 | 2018-06-14 | 2021-03-29 |
| RO | 期貨合約交易 | 2018-06-14 | 2021-03-29 | |
| GUODU SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2018-06-14 | 2021-03-29 |
| GUODU FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2018-06-01 | 2018-06-14 |
| GUODU SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2018-06-01 | 2021-03-29 |
| Donghai International Futures (Hong Kong) Limited | RO | 期貨合約交易 | 2017-03-07 | 2018-05-11 |
| Donghai International Securities (Hong Kong) Limited | Rep | 證券交易 | 2017-01-20 | 2018-05-11 |
| Donghai International Futures (Hong Kong) Limited | Rep | 期貨合約交易 | 2016-08-12 | 2017-03-07 |
| ADMIS Hong Kong Limited | Rep | 期貨合約交易 | 2016-06-28 | 2016-07-14 |
| LUK FOOK FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2014-01-22 | 2016-06-11 |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 證券交易 | 2014-01-22 | 2016-06-11 |
已採集記錄中暫無金管局登記。