| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就證券提供意見 | 2023-04-25 | - |
| Rep | 期貨合約交易 | 2021-03-25 | - | |
| Rep | 證券交易 | 2021-03-25 | - | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2020-05-21 | 2021-03-03 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2020-05-21 | 2021-03-03 |
| CES Forex (HK) Limited | Rep | 槓桿式外匯交易 | 2019-12-30 | 2020-05-03 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2018-03-20 | 2020-05-03 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2018-03-20 | 2020-05-03 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 證券交易 | 2018-03-20 | 2020-05-03 |
| Everbright Securities Digital Finance (HK) Limited | Rep | 證券交易 | 2018-03-20 | 2020-05-03 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2018-03-20 | 2020-05-03 |
| Mason Securities Limited | Rep | 證券交易 | 2014-01-27 | 2015-07-16 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2014-01-27 | 2015-07-16 |
已採集記錄中暫無金管局登記。