| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FIRST BEIJING INVESTMENT LIMITED | Rep | 提供資產管理 | 2021-10-22 | 2023-12-31 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2020-08-03 | 2021-07-09 |
| Rep | 期貨合約交易 | 2020-07-22 | 2021-07-09 | |
| Rep | 證券交易 | 2020-07-22 | 2021-07-09 | |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 期貨合約交易 | 2019-05-27 | 2020-07-10 |
| Rep | 證券交易 | 2019-05-27 | 2020-07-10 | |
| HGNH International Futures Co., Limited | Rep | 期貨合約交易 | 2018-10-10 | 2019-05-06 |
| HGNH International Securities Co., Limited | Rep | 證券交易 | 2018-08-14 | 2019-05-06 |