| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| YG International Partners Limited | RO | 證券交易 | 2019-07-19 | 2019-12-30 |
| YG Capital Management Limited | Rep | 就證券提供意見 | 2018-06-01 | 2019-12-30 |
| Rep | 提供資產管理 | 2018-05-08 | 2019-12-30 | |
| YG International Partners Limited | Rep | 證券交易 | 2018-05-08 | 2019-07-19 |
| AP Capital Management (Hong Kong) Limited | Rep | 期貨合約交易 | 2016-09-08 | 2018-03-01 |
| Rep | 證券交易 | 2016-09-08 | 2018-03-01 | |
| Rep | 提供資產管理 | 2016-04-28 | 2018-03-01 | |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就期貨合約提供意見 | 2014-05-02 | 2016-04-01 |
| Rep | 就證券提供意見 | 2014-05-02 | 2016-04-01 | |
| Rep | 期貨合約交易 | 2014-05-02 | 2016-04-01 | |
| Rep | 證券交易 | 2014-01-28 | 2016-04-01 |