| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2023-09-01 | - |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自動化交易服務 | 2023-09-01 | - |
| Rep | 期貨合約交易 | 2023-09-01 | - | |
| Rep | 證券交易 | 2023-09-01 | - | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2020-10-16 | 2023-06-29 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2020-10-16 | 2023-06-29 |
| Rep | 證券交易 | 2020-10-16 | 2023-06-29 | |
| SG SECURITIES (HK) LIMITED | Rep | 期貨合約交易 | 2018-08-15 | 2019-12-20 |