| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2025-08-29 | 2026-06-30 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2025-08-29 | 2026-06-30 |
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2021-08-03 | 2025-01-13 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2021-08-03 | 2025-01-13 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2021-07-18 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2014-05-16 | 2021-07-18 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2014-02-04 | 2017-10-02 |