| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | Rep | 期貨合約交易 | 2023-01-11 | 2025-10-14 |
| Rep | 證券交易 | 2023-01-11 | 2025-10-14 | |
| BGC SECURITIES (HONG KONG) LLC | Rep | 期貨合約交易 | 2021-04-09 | 2025-10-14 |
| Rep | 證券交易 | 2021-04-09 | 2025-10-14 | |
| GFI (HK) SECURITIES L.L.C. | Rep | 提供自動化交易服務 | 2017-09-29 | 2025-10-14 |
| Rep | 期貨合約交易 | 2017-09-29 | 2025-10-14 | |
| Rep | 證券交易 | 2017-09-29 | 2025-10-14 | |
| TULLETT PREBON (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2014-02-07 | 2017-06-30 |
| Rep | 證券交易 | 2014-02-07 | 2017-06-30 |