| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MK Asia Limited | RO | 就證券提供意見 | 2024-06-05 | - |
| RO | 證券交易 | 2024-06-05 | - | |
| Rep | 就證券提供意見 | 2024-01-29 | 2024-06-05 | |
| Rep | 證券交易 | 2024-01-29 | 2024-06-05 | |
| GLY CAPITAL MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2021-10-28 | 2022-08-23 |
| Rep | 證券交易 | 2021-10-28 | 2022-08-23 | |
| Leonteq Securities (Hong Kong) Limited | RO | 就證券提供意見 | 2020-09-28 | 2021-10-15 |
| RO | 證券交易 | 2020-09-28 | 2021-10-15 | |
| Rep | 就證券提供意見 | 2016-08-17 | 2020-09-28 | |
| Rep | 證券交易 | 2016-08-17 | 2020-09-28 | |
| SILVERHORN INVESTMENT ADVISORS LIMITED | Rep | 就證券提供意見 | 2014-02-11 | 2016-07-31 |
| Rep | 提供資產管理 | 2014-02-11 | 2016-07-31 | |
| Rep | 證券交易 | 2014-02-11 | 2016-07-31 |