| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SG SECURITIES (HK) LIMITED | RO | 期貨合約交易 | 2024-01-29 | - |
| RO | 證券交易 | 2024-01-29 | - | |
| Rep | 期貨合約交易 | 2023-11-16 | 2024-01-29 | |
| Rep | 證券交易 | 2023-11-16 | 2024-01-29 | |
| Merrill Lynch Far East Limited | RO | 期貨合約交易 | 2023-04-06 | 2023-08-01 |
| RO | 證券交易 | 2023-04-06 | 2023-08-01 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2020-06-15 | 2023-08-01 |
| Rep | 證券交易 | 2014-02-17 | 2018-12-19 | |
| Merrill Lynch Far East Limited | Rep | 提供自動化交易服務 | 2014-02-17 | 2018-11-01 |
| Rep | 期貨合約交易 | 2014-02-17 | 2023-04-06 | |
| Rep | 證券交易 | 2014-02-17 | 2023-04-06 |
已採集記錄中暫無金管局登記。