| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2023-10-05 | 2025-09-01 |
| Rep | 就證券提供意見 | 2023-10-05 | 2025-09-01 | |
| Rep | 證券交易 | 2023-10-05 | 2025-09-01 | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2016-10-11 | 2017-03-04 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供資產管理 | 2014-09-12 | 2017-03-04 |
| Rep | 證券交易 | 2014-02-19 | 2017-03-04 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2014-02-19 | 2016-10-10 |