| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMB International Securities Limited | Rep | 證券交易 | 2025-04-25 | - |
| CMB International Capital Limited | Rep | 就機構融資提供意見 | 2021-10-12 | - |
| Rep | 證券交易 | 2021-10-12 | - | |
| DONGXING SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 就機構融資提供意見 | 2019-12-30 | 2021-08-01 |
| Rep | 證券交易 | 2019-12-03 | 2021-08-01 | |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期貨合約交易 | 2018-09-18 | 2019-11-03 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 證券交易 | 2018-08-21 | 2019-11-03 |