| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited | Rep | 就機構融資提供意見 | 2016-02-22 | 2016-06-01 |
| Rep | 證券交易 | 2016-02-22 | 2016-06-01 | |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | 就機構融資提供意見 | 2015-02-02 | 2016-02-12 |
| Rep | 證券交易 | 2015-02-02 | 2016-02-12 | |
| ALTUS CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2014-02-24 | 2015-01-12 |
| ALTUS INVESTMENTS LIMITED (HK) | Rep | 證券交易 | 2014-02-24 | 2015-01-12 |